Pre-Grant Publication Number: 20080221945
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Prior Art (5)
Title
ISBN
Description
Conditions to be met for the private resale of securities to institutions
Title U.S. Code
ISBN
Description
This section of the U.S. Code defines the criteria used to determine who is an "accredited investor."
Patent/Application # US 2004/0054614
Description
[0080] For example, U.S. regulations prohibit a member of the New York Stock Exchange or National Association of Securities Dealers from selling a security short unless the broker dealer is first able to "locate" a borrowable security to cover the short.
Patent/Application # METHOD OF RAISING CAPITAL FOR
Description
The method includes the steps of: determining the lesser of the maximum of the desired amount of proceeds that the issuing company will raise under applicable securities regulations or business criteria (18a); determining the maximum number of investors to whom the issuing company will issue securities under applicable securities regulations (18b); and dividing the determined amount of proceeds from step 18a by the maximum number of investors determined in step 18b to determine a minimum investment requirement for the securities offering (18c).
#260System and Method for Real-Time Options Trading Over a Global Computer Network
Applies to Claims 1
Patent/Application # US 2006/0149662
Description
This is a description of an automated options trading network.
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